Tsec corporation Trinidad and Tobago

When was the Securities Industry Act proclaimed in Trinidad and Tobago?

The Securities Industry Act (SIA 1995) was proclaimed in 1997 ushering in a new regime in the securities market in Trinidad and Tobago and giving birth to the Securities and Exchange Commission (“the Commission”).

What does TTSEC stand for?

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is the sole regulator of the securities industry in the Republic of Trinidad and Tobago. The commission came into being as a result of the proclamation of the Securities Industry Act in 1997. The commission's role is to foster the orderly development of the securities market.

Is CSEC registration open in Trinidad and Tobago?

January 2023 CSEC Registration for Private Candidates in Trinidad and Tobago is now open*. Candidates eligible to pay fees must upload proof of payment (picture of payment receipt). Failure to do so will result in the application not being processed.*

How long can a sponsored broker-dealer conduct securities business in Trinidad & Tobago?

A Sponsored Broker-Dealer that is registered with the Commission can conduct securities business in Trinidad and Tobago for a maximum of 90 days in a calendar year. A company that arranges for the issuance or distribution of securities and/or agrees to purchase any unsold securities thereby guaranteeing full subscription.

Are collective investment schemes registered in Trinidad & Tobago?

Collective Investment Schemes registered with the Trinidad and Tobago Securities and Exchange Commission Registration Information for CISs (2010-2017)

Who are the members of TTSEC?

Keshon Morton, Deputy Programme Coordinator- FLS, Ms. Dixie-Ann Dickson, Communications Professional -BATT, The Honourable Farley Augustine, Chief Secretary THA, Mr. Kester Guy, TTSEC CEO, Ms. Ellen Lewis, Manager, Corporate Communication and Education- TTSEC and Mr. Brian Peters, Lead Counsel Enforcement- TTSEC.